FINRA – Financial Industry Regulatory Authority
FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers.
Order Routing Detail
SEC- Required Rule 606 – Report on Routing of Customer Orders
APEX Clearing Corporation (APEX) prepares a report pursuant to the U.S. Securities and Exchange Commission rule which brokerage firms are required to make available through public quarterly reports about their order routing practices.
